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Recent market trends have now required brokers to address three issues in the market place.
  • Controlling risk
  • Raising assets
  • Controlling Volatility
Recent industry trends show an increasing number of broker-dealers distributing structured products. Since 2003, the retail structured product market has grown to $80 Billion.
Recently the trend has changed from structured notes to structured CD’s. CD’s are FDIC insured and give brokers and investors the confidence to invest in the market while limiting their risk.
Companies issuing structured CDs for institutional and retail distribution include Wells Fargo, Sun Trust, HSBC, Barclays, Duetche Bank etc…
We assist broker-dealers in determining which current offerings might fit their needs based upon our profiling model or work with one of our banking relationships to specifically create your own retail product.

Consulting Services

We act as intermediary between the broker-dealers and financial engineers (Issuing Firms). To create the right structured product for your client base.
Structured products can be linked to Equities, Indexes, Currencies or Commodities. We have the ability directly or indirectly to create a structured products that may be issued through US Banks
Many of these products can be created for your sole distribution. We assist broker-dealers in developing their marketing strategies and introduce new channels of distribution.
  • Industry Trends Analysis
  • Syndicate Consultants
  • Marketing Solutions
  • Hedge Fund Creation
  • Institutional Support
  • Introducing Distribution Channels
  • Recruiting
  • RIA Platform Provider Analysis
  • Internet Marketing Solutions
 
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